Form 11-K

You can create, maintain, and file your annual report for employee stock purchase plans (form 11-K) in DM WordDisclosure Management platform for Microsoft Word.

Report Setup

Use the Report Setup process to set up, format, and link your 11-K report. Email formatting.services@certent.com for questions or assistance.

Exhibit 23.1

Remember to set up Exhibit 23.1 as a separate DM Word report in the same project, so you can attach it as an exhibit during filing.

Timing

Many 11-Ks are due annually at the end of June; discuss your filing requirements with your legal counsel. According to the SEC:

Reports on this Form shall be filed within 90 days after the end of the fiscal year of the plan, provided that plans subject to the Employee Retirement Income Security Act of 1974 (“ERISA”) shall file the plan financial statements within 180 days after the plan’s fiscal year end.

Filing Wizard

The 11-K and 11-K/A form types are available in Filing Wizard.

SEC Instructions

For the detailed SEC instructions on the 11-K, see Form 11-K.